Fintech innovator Cardless announced that Ailien Phan will be its chief compliance officer. Compliance Week accepts outside ...

Unipart, a supply chain solutions and performance improvement technologies partner, appointed Andy Pyne as chief ...

WS Audiology announced that Hea Vinskov has been appointed chief legal officer and general counsel, effective Oct. 21.

Federal banking regulators approved a new rule for bank mergers that will require additional scrutiny of mergers for ...

First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...

The Federal Deposit Insurance Corporation proposed a new rule that would require banks to keep better deposit records on ...

The Wendy’s Company announced the appointment of John Min as the chief legal officer and secretary. Min will report to ...

US Capital Global announced the appointment of Pankaj Vashisth as partner and global chief compliance officer.

Waterfall Asset Management announced that its Chief Operating Officer, General Counsel, and Chief Compliance Officer Kenneth ...

The Amherst Group, a real estate investment, development and operating platform, announced the appointment of Peter Campbell ...

Health information solutions provider Verisma welcomed Becca Mix as general counsel. Mix previously led various legal ...

The Association of the Luxembourg Fund Industry announced the appointment of Corinne Lamesch as deputy CEO and general ...