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SEC, Robinhood

USA Today · 17h

Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations

Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations.

Hosted on MSN · 1d

SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty

The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative charges that they violated more than 10 separate securities law provisions related to their brokerage operations.

$SEC Fines Robinhood $45 Million in Settlement of Securities Law Infractions$

YAHOO!Finance · 20h

SEC Fines Robinhood $45 Million in Settlement of Securities Law Infractions

Robinhood has agreed to a $45 million settlement with the U.S. Securities and Exchange Commission (SEC) following allegations of violating multiple securities laws.

Financial Advisor IQ20h

SEC Lobs Fines at Robinhood, Schwab, Others

In addition, the SEC alleges that Robinhood Securities also failed to provide accurate blue sheet data for more than five ...

13h

Why Robinhood Stock Was Moving Higher Today

Shares of Robinhood Markets ( HOOD 5.48%) were gaining today after the company agreed to pay $45 million to settle claims ...

Crowdfund Insider1d

Robinhood Target of SEC Enforcement Action, $45 Million in Penalties Paid to Settle Charges

The Securities and Exchange Commission (SEC) has assessed $45 million in penalties on neobroker Robinhood Securities LLC and ...

12h

SEC’s Gensler not backing down from crypto crackdown as he exits: 'I feel very good about what we’ve done'

Securities and Exchange Commission chair Gary Gensler is not backing down from his views about the cryptocurrency industry as ...

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