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RIA 101: Understanding the RIA Model - LPL Financial
Dec 10, 2024 · An RIA is an investment firm that’s registered with the Securities and Exchange Commission (SEC) or state securities administrators, depending on the value of advisory assets it …
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Beacon Pointe Buys $2.7B RIA From Paris-Based Asset Manager
3 days ago · Beacon Pointe Acquires $2.7B RIA From Paris-Based Asset Manager iM Global Partner, an asset management network operating in the U.S. and Europe, has sold an RIA it acquired in 2021 …
Mercer Buys Two Firms, Including Virtual RIA, Managing More Than …
Jan 7, 2026 · Denver-based RIA giant Mercer Global Advisors said today in separate announcements it has acquired two wealth management practices that collectively managed more than $900 million in …
Beacon Pointe Acquires $2.7 Billion Bay Area RIA - Barron's
2 days ago · The addition of Litman Gregory Wealth Management raises Beacon Pointe’s assets under advisement to $61 billion.
EP Wealth buys $730m Arizona RIA in 2026 deal debut - Citywire
Jan 6, 2026 · EP Wealth Advisors is hitting the ground running in 2026, revealing the acquisition of a Scottsdale, Ariz.-based RIA on Tuesday. The serial acquirer’s first deal of the year adds Capital …
BNY Pershing revenue jumped 9% in 2025 | Financial Planning
2 days ago · The massive intake preceded the BNY-owned custodian's rollout of a new financial advisor matchmaking service aimed at conversions from institutional clients.
RIA moves: Creative Planning goes international with Baseline Wealth ...
2 days ago · Meanwhile, Beacon Pointe and Elevation Point have each announced transactions involving billion-dollar-plus wealth firms with California, Missouri, and Atlanta footprints.
SEC proposes major increase to the RIA AUM threshold
1 day ago · See how the SEC’s proposal to raise the AUM threshold could reshape RIA compliance, reduce regulatory burden and influence future rulemaking across the industry.